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Conor William Ocallaghan

Btig, LLC

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About Conor William Ocallaghan

Conor Ocallaghan is a financial professional with over 15 years of experience in the industry. Conor currently works at BTIG, LLC, where he has been since September 2021. Conor has previously held positions at Brownstone Investment Group, LLC, Nomura Securities International, Inc., Barclays Capital Inc., and Credit Suisse Securities (USA) LLC.

Firm Information

Conor Ocallaghan is currently registered with Btig, LLC. Btig, LLC is a Limited Liability Company formed in 2002. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm also holds an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

154

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Conor Ocallaghan’s Registration & Firm History

NY

09/01/2021 - Present

Btig, LLC (New York NY)

NY

03/30/2020 - 09/30/2021

BROWNSTONE INVESTMENT GROUP, LLC (NEW YORK NY)

NY

08/09/2010 - 04/07/2020

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

FL

09/09/2009 - 05/26/2010

BARCLAYS CAPITAL INC. (MIAMI FL)

NY

09/21/2005 - 08/01/2008

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/27/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/22/2015

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/03/2018

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 10/05/2005

Series 3 - National Commodity Futures Examination

BC

Issued 09/20/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Conor William Ocallaghan.
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