Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Conor? Claim Your ProfileConor Sullivan is a financial professional with experience in the financial services industry. Conor has been registered with FINRA since 2019 and is currently affiliated with Summit Trail Securities, LLC. Conor has a strong foundation in the industry, having passed the Series 6, Series 63, and Series 99TO exams. Conor is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/27/2023 - Present
Summit Trail Securities, LLC (NEW YORK NY)
CT
01/19/2019 - 09/23/2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Stamford CT)
BC
Issued 05/23/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/27/2023
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/19/2019
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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