Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Conor? Claim Your ProfileConor Richard Carroll is a financial advisor currently registered with Equitable Distributors, LLC. Conor has been in the financial services industry since 2013, with previous roles at Invesco Distributors, Inc., OppenheimerFunds Distributor, Inc., and Vanguard Marketing Corporation. Conor holds the Series 7, Series 63, and SIE licenses. Conor is registered in New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/16/2020 - Present
Equitable Distributors, LLC (New York NY)
TX
05/25/2019 - 10/02/2020
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
NY
08/24/2015 - 05/25/2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
AZ
09/16/2013 - 07/23/2015
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
BC
Issued 09/25/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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