Unclaimed
Conor Moore is a financial advisor with over 18 years of experience in the financial services industry. Conor is registered with Voya Financial Advisors, Inc. and is licensed to provide financial advice in 53 states, including Texas, New York, and Connecticut. Conor is also a Registered Investment Advisor and holds the Series 4, Series 7, Series 24, Series 52, Series 53, and Series 66 licenses. Conor has experience providing financial advice to a variety of clients, including individuals, high-net-worth individuals, corporations, and charitable organizations. Conor specializes in financial planning, portfolio management, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
11/14/2022 - Present
Voya Financial Advisors, Inc. (TOLLAND CT)
CO
11/29/2021 - 10/14/2022
EMPOWER FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)
CT
02/03/2016 - 11/15/2021
VOYA FINANCIAL ADVISORS, INC. (WINDSOR CT)
MA
05/12/2015 - 01/19/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOSTON MA)
MA
03/14/2014 - 04/30/2015
AXA ADVISORS, LLC (WELLESLEY MA)
MA
12/06/2012 - 03/14/2014
INVESTORS CAPITAL CORP. (LYNNFIELD MA)
MA
06/05/2007 - 12/06/2012
STIFEL, NICOLAUS & COMPANY, INCORPORATED (LONGMEADOW MA)
MA
05/01/2006 - 06/05/2007
RYAN BECK & CO. (LONGMEADOW MA)
MA
07/08/2004 - 09/28/2005
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
MA
06/23/2003 - 07/12/2004
MML DISTRIBUTORS, LLC (SPRINGFIELD MA)
IA
Issued 05/13/2015
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 10/25/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/28/2004
Series 4 - Registered Options Principal Examination
BC
Issued 09/02/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/18/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/2004
Series 7 - General Securities Representative Examination
BC
Issued 06/20/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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