Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Conor? Claim Your ProfileConor Michael Peaks is a registered representative with Deutsche Bank Securities Inc., holding the Series 7, 63, and 87 licenses. Conor's experience in the financial services industry began in November 2017 when he joined DWS DISTRIBUTORS, INC., before transitioning to Deutsche Bank Securities Inc. in March 2019. Conor is currently active in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
FL
03/14/2019 - Present
Deutsche Bank Securities Inc. (JACKSONVILLE FL)
FL
11/22/2017 - 03/27/2019
DWS DISTRIBUTORS, INC. (JACKSONVILLE FL)
BC
Issued 12/06/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/07/2019
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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