Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Conor? Claim Your ProfileConor Miller is a financial advisor registered with Wells Fargo Clearing Services, LLC. Conor is based in Charlotte, NC, and has been active in the industry since June 2003. Prior to joining Wells Fargo, Conor worked as a financial advisor for EF Legacy Securities, LLC, Jackson National Life Distributors LLC, LPL Financial LLC, Morgan Stanley, and Realty Capital Securities, LLC. Conor holds the Series 6, 7, 9, 10, 63, and 65 licenses. Conor offers a variety of financial services, including financial planning, portfolio management, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NC
07/20/2023 - Present
Wells Fargo Clearing Services, LLC (CHARLOTTE NC)
KY
08/15/2022 - 04/18/2023
EF LEGACY SECURITIES, LLC (LOUISVILLE KY)
TN
12/17/2021 - 08/04/2022
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (FRANKLIN TN)
SC
07/29/2015 - 08/13/2021
LPL FINANCIAL LLC (FORT MILL SC)
OH
05/28/2014 - 03/18/2015
MORGAN STANLEY (COLUMBUS OH)
MA
10/18/2013 - 04/16/2014
REALTY CAPITAL SECURITIES, LLC (BOSTON MA)
MT
06/06/2013 - 09/25/2013
DESTRA CAPITAL INVESTMENTS LLC (BOZEMAN MT)
CA
12/11/2004 - 11/08/2012
METLIFE INVESTORS DISTRIBUTION COMPANY (IRVINE CA)
CA
10/23/2001 - 12/11/2004
METLIFE INVESTORS DISTRIBUTION COMPANY (NEWPORT BEACH CA)
IA
Issued 06/02/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/21/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/29/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/19/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2013
Series 7 - General Securities Representative Examination
BC
Issued 10/22/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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