Unclaimed
Conor Williams is a financial advisor with over 7 years of experience in the financial services industry. Conor is currently registered with Brown, Gibbons, Lang & Co. Securities, LLC, and is licensed to offer securities advice in Illinois. Previously Conor was also registered with B. RILEY SECURITIES, INC., FOCALPOINT SECURITIES, LLC, CITY CAPITAL ADVISORS, LLC, BAKER TILLY CAPITAL, LLC, and CRONUS PARTNERS LLC. Conor holds the Series 63, Series 79, and the Securities Industry Essentials (SIE) exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
02/02/2024 - Present
Brown, Gibbons, Lang & Co. Securities, LLC (CHICAGO IL)
IL
07/06/2022 - 01/03/2024
B. RILEY SECURITIES, INC. (Chicago IL)
IL
10/30/2019 - 08/11/2022
FOCALPOINT SECURITIES, LLC (CHICAGO IL)
IL
12/11/2017 - 10/14/2019
CITY CAPITAL ADVISORS, LLC (CHICAGO IL)
IL
02/02/2017 - 09/05/2017
BAKER TILLY CAPITAL, LLC (CHICAGO IL)
CT
05/03/2016 - 12/27/2016
CRONUS PARTNERS LLC (SOUTHPORT CT)
BC
Issued 06/14/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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