Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Conor? Claim Your ProfileConor Shriwise is a registered representative with UBS Securities LLC. Conor has been in the securities industry since 2017 and has a wide range of experience in the financial services industry. Conor has a strong track record of success in helping clients meet their financial goals. Prior to joining UBS Securities LLC, Conor worked at KEYBANC CAPITAL MARKETS INC. and CAIN BROTHERS & COMPANY, LLC. Conor holds several licenses and certifications, including Series 63, Series 50, Series 52, Series 79 and SIE. Conor is also licensed to sell securities in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/16/2021 - Present
UBS Securities LLC (New York NY)
NY
12/22/2017 - 08/23/2021
KEYBANC CAPITAL MARKETS INC. (New York NY)
NY
04/11/2017 - 12/22/2017
CAIN BROTHERS & COMPANY, LLC (NEW YORK NY)
BC
Issued 08/17/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 07/14/2017
Series 52 - Municipal Securities Representative Examination
BC
Issued 04/11/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE National, Inc.
N
New York Stock Exchange
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