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Conor Hartnett

Lazard Freres & Co. LLC

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About Conor Hartnett

Conor Hartnett is a financial professional with over a decade of experience in the securities industry. Conor has been registered with Lazard Freres & Co. LLC since October 2022 and previously held positions at J.P. Morgan Securities LLC and Deutsche Bank Securities Inc. Conor holds the Series 63, Series 79, Series 24 and SIE licenses and is registered in both New York and Wyoming.

Firm Information

Conor Hartnett is currently registered with Lazard Freres & Co. LLC. Lazard Freres & Co. LLC is a Limited Liability Company formed in May 1995. It is registered in all 50 states and the District of Columbia, as well as with the SEC. The firm has been involved in 14 regulatory events and 2 civil events.

Not reported

Assets Under Management

Not reported

Total Clients

256

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Conor Hartnett’s Registration & Firm History

NY

10/11/2022 - Present

Lazard Freres & Co. LLC (NEW YORK NY)

NY

08/30/2018 - 06/17/2022

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

09/10/2010 - 08/16/2018

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/01/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/31/2023

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/09/2010

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Conor Hartnett.
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