Unclaimed
Conor Hartnett is a financial professional with over a decade of experience in the securities industry. Conor has been registered with Lazard Freres & Co. LLC since October 2022 and previously held positions at J.P. Morgan Securities LLC and Deutsche Bank Securities Inc. Conor holds the Series 63, Series 79, Series 24 and SIE licenses and is registered in both New York and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/11/2022 - Present
Lazard Freres & Co. LLC (NEW YORK NY)
NY
08/30/2018 - 06/17/2022
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
09/10/2010 - 08/16/2018
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 09/01/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/31/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/2010
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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