Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Conor? Claim Your ProfileConor Fitz lee Riordan is a registered representative with Carter Capital Corp. Conor has been in the securities industry since 2021 and is registered in nine states. Conor holds the Series 63, Series 79TO, Series 82TO and SIE exams. Conor previously worked at W G SECURITIES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
01/08/2024 - Present
Carter Capital Corp. (SOUTHPORT CT)
CT
01/15/2021 - 12/11/2023
W G SECURITIES, LLC (WOODBRIDGE CT)
BC
Issued 12/13/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/22/2024
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/14/2021
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2020
Series 79TO - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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