Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Connors? Claim Your ProfileConnors Legaspi Manguino is an active broker and investment advisor representative. Connors Legaspi Manguino has been in the industry since December 13, 2000 and is currently employed by Hold Brothers Capital LLC in New York, NY. Connors Legaspi Manguino has passed the Series 7, Series 55, Series 63, Series 57TO, Series 99TO, and SIE exams and has experience with Hold Brothers On-Line Investment Services L.L.C., Skeffington Securities, L.L.C., and Hold Brothers On-Line Investment Services Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/23/2012 - Present
Hold Brothers Capital LLC (NEW YORK NY)
NY
08/01/2002 - 10/11/2012
HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C. (NEW YORK NY)
NJ
06/24/2002 - 08/01/2002
SKEFFINGTON SECURITIES, L.L.C. (JERSEY CITY NJ)
NY
12/14/2000 - 06/24/2002
HOLD BROTHERS ON-LINE INVESTMENT SERVICES INC. (NEW YORK NY)
BC
Issued 01/26/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/11/2024
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/13/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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