Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Connor? Claim Your ProfileConnor William Murphy is a financial professional with a strong background in the industry. Connor has held positions at leading firms such as Deutsche Bank Securities Inc. and Morgan Stanley & Co. LLC. Connor currently is registered with Capital One Securities, Inc. in New Orleans, Louisiana. Connor is licensed to provide investment advice in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
LA
07/18/2022 - Present
Capital ONE Securities, Inc. (NEW ORLEANS LA)
NY
07/08/2020 - 07/11/2022
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
09/21/2010 - 09/12/2013
MORGAN STANLEY & CO. LLC (NEW YORK NY)
BC
Issued 07/13/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/26/2020
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 08/25/2020
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 07/08/2020
Series 7TO - General Securities Representative Examination
BC
Issued 06/29/2020
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/2011
Series 3 - National Commodity Futures Examination
BC
Issued 11/27/2010
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/20/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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