Unclaimed
Connor Walsh is a registered representative with MTS Securities, LLC. Connor has passed the Series 7, Series 63, Series 79, and the SIE exams. Connor has been in the securities industry since February 2020. Connor is registered to sell securities in 34 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/07/2020 - Present
MTS Securities, LLC (NEW YORK NY)
BC
Issued 08/24/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/09/2021
Series 7TO - General Securities Representative Examination
BC
Issued 02/07/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 11/11/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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