Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Connor? Claim Your ProfileConnor Morelli is a financial professional at Northwestern Mutual Investment Services, LLC. Connor has been in the financial services industry since May 2019 and is registered with both FINRA and the state of New Jersey. Connor previously worked at Ameriprise Financial Services, Inc. and has experience in investment research and referrals to other advisors. Connor has passed the General Securities Representative Examination (Series 7TO), the Securities Industry Essentials Examination (SIE), and the Uniform Combined State Law Examination (Series 66).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NY
02/05/2020 - Present
Northwestern Mutual Investment Services, LLC (Albany NY)
NY
05/07/2019 - 01/28/2020
AMERIPRISE FINANCIAL SERVICES, INC. (ALBANY NY)
BOTH
Issued 06/09/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/06/2019
Series 7TO - General Securities Representative Examination
BC
Issued 03/19/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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