Unclaimed
Connor Tristan Holman is a financial professional with a background in financial services. Connor has passed the Series 63 and Series 6TO exams. Connor is currently registered with Equitable Distributors, LLC. Connor holds a valid registration in North Carolina and New Hampshire.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
07/15/2022 - Present
Equitable Distributors, LLC (Charlotte NC)
BC
Issued 10/17/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/15/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/04/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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