Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Connor? Claim Your ProfileConnor Thomas Guest is a registered representative with Needham & Company, LLC, a firm based in New York, NY. Connor is currently registered in Florida and holds the Series 79TO and SIE exams. Connor began working with Needham & Company, LLC on 08/26/2024. The firm provides securities research as well as advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Securities research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Pursuant to csa agreements
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2
MA
08/26/2024 - Present
Needham & Company, LLC (BOSTON MA)
BC
Issued 08/26/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/02/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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