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Connor Thomas Brickler

L.j. Hart AND Co.

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About Connor Thomas Brickler

Connor Brickler is a financial professional with experience in the securities industry. Connor has earned the Series 63, Series 50, Series 52TO, and SIE licenses and is registered with the state of Missouri. Connor is currently employed with L.j. Hart And Co., and has been in the industry since May 22, 2022.

Firm Information

Connor Brickler is currently registered with L.j. Hart AND Co.. L.j. Hart AND Co. is a Corporation formed on November 12, 1991 and is currently Approved. The firm is registered in Illinois, Louisiana, Missouri, South Dakota, Texas, and Wyoming. It has also received 1 approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

13

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Connor Brickler’s Registration & Firm History

MO

05/23/2022 - Present

L.j. Hart AND Co. (St. Louis MO)

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Licenses & Designations

BC

Issued 07/25/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/19/2022

Series 50 - Municipal Advisor Representative Qualification Exam

BC

Issued 05/21/2022

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/29/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Connor Thomas Brickler.
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