Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Connor? Claim Your ProfileConnor Small is a registered representative with Northwestern Mutual Investment Services, LLC. Connor is licensed to offer securities and investment advisory services in Arizona, Arkansas, Colorado, Illinois, Indiana, and North Carolina. Connor is also licensed as a Registered Representative (Series 6 and 63) and holds the SIE and Series 6TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
IL
10/27/2022 - Present
Northwestern Mutual Investment Services, LLC (Bloomington IL)
BC
Issued 09/23/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/26/2022
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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