Unclaimed
Connor Schmitt is a securities professional with experience in the financial industry. Connor is currently registered with Kroll Securities LLC in Illinois. Connor holds the Series 63, Series 79TO and SIE licenses. Connor has been in the securities industry for approximately 1 year.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
08/05/2022 - Present
Kroll Securities LLC (CHICAGO IL)
BC
Issued 06/27/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/05/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/02/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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