Unclaimed
Connor Gonzalez is a financial professional registered with the state of New York. Connor is currently employed with Mufg Securities Americas Inc. Connor holds a Series 7TO, Series 79TO, and Series 63 license. Connor's previous employer was HSBC Securities (USA) Inc. where Connor held a Series 63 and a Series 7TO. Connor has been working in the financial industry for over a year.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/11/2022 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
03/14/2022 - 10/03/2022
HSBC SECURITIES (USA) INC. (NEW YORK NY)
BC
Issued 04/02/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/16/2022
Series 7TO - General Securities Representative Examination
BC
Issued 03/12/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 12/23/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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