Unclaimed
Connor Ryan Canty is a financial professional registered with Vanguard Marketing Corp. Connor has been working in the securities industry since June 11, 2023. Connor holds the Series 63, Series 7TO, and SIE licenses. Connor is registered to sell securities in 53 states and the District of Columbia. Connor is currently based in the Charlotte, NC branch of Vanguard Marketing Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
06/12/2023 - Present
Vanguard Marketing Corp. (CHARLOTTE NC)
BC
Issued 06/30/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/12/2023
Series 7TO - General Securities Representative Examination
BC
Issued 04/10/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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