Unclaimed
Connor Oreilly is a Financial Advisor with Maxim Group LLC. Connor is registered with FINRA and is currently licensed in Florida and New York. Connor is series 7, SIE, and 63 licensed. Connor holds a total of 3 active registrations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
09/13/2023 - Present
Maxim Group LLC (Miami Beach FL)
BC
Issued 11/10/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/13/2023
Series 7TO - General Securities Representative Examination
BC
Issued 07/26/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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