Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Connor? Claim Your ProfileConnor Paik is a financial advisor at UBS Financial Services Inc. Connor is registered with FINRA and the state of New York. Connor has been in the financial industry since 2024. Connor specializes in providing financial planning and investment management services to individuals, businesses, and institutions. Connor is also licensed to sell securities in the state of New York. Connor holds a Series 66, Series 7, Series 10, and SIE licenses. Connor has worked with Trillium Management LLC in the past. Connor has worked in several industries outside of finance, such as retail and hospitality, and has also worked in a university setting. Connor worked at Tommy Hilfiger, PacSun, Capelli, Bentley University, and Nike. Connor has extensive experience working with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. UBS Financial Services Inc. has a strong reputation for providing financial advice and investment services to clients of all types. The firm manages over $700 billion in assets and has a team of experienced financial advisors. Connor is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
06/17/2024 - Present
UBS Financial Services Inc. (NEW YORK NY)
BOTH
Issued 06/17/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/26/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/29/2024
Series 7TO - General Securities Representative Examination
BC
Issued 02/12/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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