Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Connor? Claim Your ProfileConnor Norton is a registered representative with J.P. Morgan Securities LLC. Connor has been working in the financial industry since 2016. Connor has a Series 63 license, as well as Series 79, 50 and 52 licenses. Connor is currently registered in 53 states and the District of Columbia. Prior to joining J.P. Morgan Securities LLC, Connor was employed with Stifel, Nicolaus & Company, Incorporated in San Francisco, CA. Connor's current branch office is located in San Francisco, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
05/21/2018 - Present
J.p. Morgan Securities LLC (SAN FRANCISCO CA)
CA
05/31/2016 - 04/24/2018
STIFEL, NICOLAUS & COMPANY, INCORPORATED (SAN FRANCISCO CA)
BC
Issued 06/20/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/2018
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 07/28/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 05/31/2016
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE National, Inc.
N
New York Stock Exchange
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