Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Connor? Claim Your ProfileConnor Montgomery Johnson is a financial advisor with Stifel, Nicolaus & Company, Inc. Connor has been in the financial industry since April 2021. Connor is registered with the state of Florida as an investment advisor representative, and with the state of Texas as an investment advisor representative and a securities representative. Connor has passed the Series 65, Series 63, Series 7TO and SIE exams. Connor specializes in investment advisory services including financial planning, pension consulting, educational seminars and selection of other advisors. Connor works with individual clients, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
12/12/2023 - Present
Stifel, Nicolaus & Company, Inc. (NAPLES FL)
BC
Issued 11/07/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/14/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/18/2023
Series 7TO - General Securities Representative Examination
BC
Issued 08/22/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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