Unclaimed
Connor Mcmahon Lane is a financial advisor based in Chicago, Illinois. He has been in the securities industry since August 2021 and is currently registered with Capital ONE Securities, Inc. Connor holds the Series 7, Series 63, Series 50 and SIE licenses and is licensed to sell securities in 11 states. He is a member of FINRA and has experience in investment banking and municipal advisor roles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
08/30/2021 - Present
Capital ONE Securities, Inc. (Chicago IL)
BC
Issued 08/01/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/11/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/30/2021
Series 7TO - General Securities Representative Examination
BC
Issued 07/16/2021
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2017
Series 50 - Municipal Advisor Representative Qualification Exam
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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