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Connor Mcmahon Lane

Capital ONE Securities, Inc.

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About Connor Mcmahon Lane

Connor Mcmahon Lane is a financial advisor based in Chicago, Illinois. He has been in the securities industry since August 2021 and is currently registered with Capital ONE Securities, Inc. Connor holds the Series 7, Series 63, Series 50 and SIE licenses and is licensed to sell securities in 11 states. He is a member of FINRA and has experience in investment banking and municipal advisor roles.

Firm Information

Connor Lane is currently registered with Capital ONE Securities, Inc.. Capital ONE Securities, Inc. is a Corporation formed in April 2000 and approved in multiple states, including California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas, and Virginia. They are also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

103

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Connor Lane’s Registration & Firm History

IL

08/30/2021 - Present

Capital ONE Securities, Inc. (Chicago IL)

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Licenses & Designations

BC

Issued 08/01/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/11/2021

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 08/30/2021

Series 7TO - General Securities Representative Examination

BC

Issued 07/16/2021

SIE - Securities Industry Essentials Examination

BC

Issued 07/26/2017

Series 50 - Municipal Advisor Representative Qualification Exam

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Connor Mcmahon Lane.
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