Unclaimed
Connor Braun is a registered representative with Vanguard Marketing Corp. Connor has been in the industry since July 2022. Connor has Series 7TO, Series 63, and SIE licenses. Connor is registered to sell securities in all 50 states, the District of Columbia, and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
07/29/2022 - Present
Vanguard Marketing Corp. (CHARLOTTE NC)
BC
Issued 08/15/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/29/2022
Series 7TO - General Securities Representative Examination
BC
Issued 06/02/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Connor Braun is the right advisor for you? Invested Better is here to help.