Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Connor? Claim Your ProfileConnor Louis Smith is a financial advisor with Wealth Enhancement Advisory Services, LLC. Connor has been in the financial services industry since 2009. Connor is a Certified Financial Planner and holds the Series 66, Series 7, and SIE licenses. Connor specializes in retirement planning, college savings, investment management, and estate planning. Connor has worked for several firms, including ScotTrade, Inc., Fifth Third Securities, Inc., and Edward Jones. Connor is currently registered with the state of Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Erisa 3(38) investment manager
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees received from third party investment advisors
1
2
MN
07/15/2021 - Present
Wealth Enhancement Advisory Services, LLC (PLYMOUTH MN)
RI
02/26/2014 - 03/08/2018
SCOTTRADE, INC. (PROVIDENCE RI)
IN
02/22/2013 - 10/18/2013
FIFTH THIRD SECURITIES, INC. (INDIANAPOLIS IN)
IN
10/27/2009 - 02/20/2013
EDWARD JONES (ZIONSVILLE IN)
BOTH
Issued 11/06/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/08/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/2009
Series 7 - General Securities Representative Examination
Active
Inactive
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