Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Connor? Claim Your ProfileConnor Lewis is a registered representative with Northwestern Mutual Investment Services, LLC. Connor has been in the financial industry since 2018. Connor holds Series 63, Series 7 and SIE licenses and is currently registered in Kentucky and Ohio. Previously, Connor was associated with Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
OH
12/22/2022 - Present
Northwestern Mutual Investment Services, LLC (CINCINNATI OH)
KY
12/05/2016 - 09/16/2021
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
BC
Issued 12/10/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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