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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Connor? Claim Your ProfileConnor Joseph Farley is an investment advisor representative registered with Cetera Investment Advisers LLC. Connor has been in the securities industry since 2022. Connor holds Series 7TO, Series 63 and Series 65 licenses and is registered in 51 states. Connor has previously been registered with Sanford C. Bernstein & Co., LLC and Transamerica Capital, Inc.. Connor specializes in providing financial planning, pension consulting, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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MN
08/20/2024 - Present
Cetera Investment Advisers LLC (ST CLOUD MN)
MN
11/27/2023 - 08/19/2024
SANFORD C. BERNSTEIN & CO., LLC (MINNEAPOLIS MN)
CO
01/14/2022 - 09/11/2023
TRANSAMERICA CAPITAL, INC. (DENVER CO)
IA
Issued 01/19/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/31/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/18/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/14/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/20/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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