Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Connor? Claim Your ProfileConnor Joseph Curtis is a registered representative and investment advisor representative, licensed with Northwestern Mutual Investment Services, LLC. Connor has been in the securities industry for over a year. Connor is registered in Wisconsin and has passed Series 63, Series 6TO, and SIE exams. Connor's main office is located in Appleton, Wisconsin. Connor has experience working with individual clients. Connor works with a variety of clients, including high-net-worth individuals and banking or thrift institutions. Northwestern Mutual Investment Services, LLC provides investment research, referrals to other advisors, and other services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WI
04/05/2022 - Present
Northwestern Mutual Investment Services, LLC (APPLETON WI)
WI
03/19/2021 - 08/31/2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (APPLETON WI)
BC
Issued 06/25/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/19/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/15/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Connor Curtis is the right advisor for you? Invested Better is here to help.
