Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Connor? Claim Your ProfileConnor Henningsen is a financial advisor who has been in the industry since 2019. Connor is currently registered with Charles Schwab & CO., Inc. and is licensed to conduct business in all 50 states. Connor has a variety of experience, having worked previously with E*TRADE SECURITIES LLC and Northwestern Mutual Investment Services, LLC. Connor holds multiple licenses, including Series 3, Series 6, Series 7TO, Series 9, Series 10, and Series 63. Connor's area of expertise includes financial planning, selection of other advisors, and wrap fee programs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CO
02/26/2021 - Present
Charles Schwab & CO., Inc. (Lone Tree CO)
CO
07/26/2019 - 12/31/2020
E*TRADE SECURITIES LLC (Centennial CO)
CO
08/13/2018 - 12/13/2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (DENVER CO)
BC
Issued 11/12/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/07/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/11/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/09/2022
Series 3 - National Commodity Futures Examination
BC
Issued 11/18/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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