Unclaimed
Connor John Bain is a registered investment advisor representative with TIAA-CREF Individual & Institutional Services, LLC. Connor has been in the securities industry since 2021 and has a Series 7, Series 66, and SIE license. Connor is currently registered in North Carolina. TIAA-CREF Individual & Institutional Services, LLC offers investment advisory services to individuals and institutions. The firm manages over $32 billion in assets under management and has over 73,000 client accounts. Connor is committed to providing clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
NC
09/16/2022 - Present
Tiaa-Cref Individual & Institutional Services, LLC (CHARLOTTE NC)
BOTH
Issued 09/16/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/12/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/11/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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