Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Connor? Claim Your ProfileConnor James Mitchell is a financial professional with over 12 years of experience in the industry. Connor is currently registered with Cascadia Capital, LLC in Austin, Texas and has a Series 7, Series 63 and Series 79TO license. Prior to joining Cascadia Capital, LLC, Connor worked with B. Riley Securities, Inc. and Solomon Partners Securities, LLC among others.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
05/09/2024 - Present
Cascadia Capital, LLC (AUSTIN TX)
NY
08/03/2022 - 05/06/2024
SOLOMON PARTNERS SECURITIES, LLC (NEW YORK NY)
TX
04/27/2022 - 08/09/2022
B. RILEY SECURITIES, INC. (Dallas TX)
TX
03/20/2013 - 08/09/2022
FOCALPOINT SECURITIES, LLC (Dallas TX)
IL
12/03/2010 - 09/08/2011
STONELIVING SECURITIES, LLC (CHICAGO IL)
OH
07/16/2008 - 12/02/2008
BROWN, GIBBONS, LANG & COMPANY SECURITIES, INC. (CLEVELAND OH)
BC
Issued 03/04/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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