Unclaimed
Connor Stevenson is a financial advisor with alps distributors, inc. Connor is registered to provide investment advice in 53 states and the District of Columbia. Connor holds the Series 7TO, Series 86, Series 87, and Series 63 licenses, as well as the SIE. Connor has been in the securities industry since April 4, 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
03/31/2023 - Present
Alps Distributors, Inc. (MINNEAPOLIS MN)
MN
04/04/2022 - 03/27/2023
CRAIG-HALLUM CAPITAL GROUP LLC (MINNEAPOLIS MN)
BC
Issued 09/10/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/29/2022
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 04/04/2022
Series 7TO - General Securities Representative Examination
BC
Issued 03/12/2022
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 02/12/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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