Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Connor? Claim Your ProfileConnor Wiggins is a financial advisor with Rockefeller Financial LLC. Connor is licensed in New York and Texas and holds the Series 7TO, SIE, and Series 66 licenses. Connor has been in the financial industry for over 2 years. Connor previously worked at Ameriprise Financial Services LLC. Connor has experience in both investment advisory and brokerage services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
03/20/2023 - Present
Rockefeller Financial LLC (Saratoga Springs NY)
NY
03/28/2022 - 12/01/2022
AMERIPRISE FINANCIAL SERVICES, LLC (ALBANY NY)
BOTH
Issued 07/29/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/28/2022
Series 7TO - General Securities Representative Examination
BC
Issued 12/23/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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