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Connor Edwards Dawson

TD Securities (usa) LLC

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About Connor Edwards Dawson

Connor Edwards Dawson is a registered representative with TD Securities (usa) LLC in Houston, TX. Connor holds the Series 63, Series 79, and SIE licenses. Connor has been in the securities industry since 2017 and is currently registered in New York and Texas.

Firm Information

Connor Dawson is currently registered with TD Securities (usa) LLC. TD Securities (USA) LLC is a Limited Liability Company formed in November 2004. The firm is registered in all 50 states, as well as the District of Columbia and Puerto Rico. It is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

174

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Connor Dawson’s Registration & Firm History

TX

05/27/2017 - Present

TD Securities (usa) LLC (HOUSTON TX)

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Licenses & Designations

BC

Issued 09/25/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/27/2017

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Connor Edwards Dawson.
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