Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Connor? Claim Your ProfileConnor Dayne Neumann sleeper is a registered representative with Thrivent Investment Management Inc. Connor has been in the financial services industry since March 18, 2024, and has a current registration with Thrivent Investment Management Inc. in Montana and Texas. Connor also has a current state registration in Montana for Investment Advisor representative. Connor is a Series 66 and Series 7TO licensed individual. Connor earned their Series 66 license on April 4, 2024. Connor earned their Series 7TO license on March 19, 2024. Connor also earned their Series SIE license on February 15, 2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MT
11/13/2024 - Present
Thrivent Investment Management Inc. (Kalispell MT)
BOTH
Issued 04/04/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/19/2024
Series 7TO - General Securities Representative Examination
BC
Issued 02/15/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Connor Neumann sleeper is the right advisor for you? Invested Better is here to help.
