Unclaimed
Connor Watson has been in the industry since August 11, 2014, and currently holds active registrations for both broker-dealer and investment advisor. Connor is registered in all 50 states and the District of Columbia. Connor currently works at Boston Partners Securities, LLC in Boston, MA. Before joining this firm, Connor was employed at BNY Mellon Securities Corporation in Boston, MA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
07/27/2023 - Present
Boston Partners Securities, LLC (BOSTON MA)
MA
08/11/2014 - 07/25/2023
BNY MELLON SECURITIES CORPORATION (BOSTON MA)
BC
Issued 09/22/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/2017
Series 3 - National Commodity Futures Examination
BC
Issued 08/11/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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