Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Connor? Claim Your ProfileConnor David Regan is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc., based in HANOVER, NH. Connor has been in the financial industry since 2017. Connor holds the Series 66, Series 7, and SIE licenses. Connor is licensed to provide investment advice in Connecticut, Maine, New Hampshire, and Texas. Connor has previously worked at HORNOR, TOWNSEND & KENT, LLC. Connor is also licensed to provide investment advice in California, Florida, Georgia, Massachusetts, Michigan, New Jersey, New York, Ohio, Oregon, Rhode Island, South Carolina, Vermont, Washington, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NH
10/07/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (HANOVER NH)
MA
10/13/2017 - 07/17/2020
HORNOR, TOWNSEND & KENT, LLC (BURLINGTON MA)
BOTH
Issued 02/08/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/2017
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Connor Regan is the right advisor for you? Invested Better is here to help.
