Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Connor? Claim Your ProfileConnor Weinman is a financial advisor registered with Transamerica Retirement Advisors, LLC. Connor has been in the financial services industry since 2014 and holds several licenses and certifications, including the Series 66, Series 63, Series 26, Series 10, Series 9, Series 7, and SIE exams. Connor has previously worked with several other firms including Empower Financial Services, Inc., Morgan Stanley, Merrill Lynch, Pierce, Fenner & Smith Incorporated and AXA Advisors, LLC. Connor is registered to provide financial advice in multiple states across the United States. Connor provides a range of services including portfolio management for businesses and individuals, as well as pension consulting and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
01/11/2024 - Present
Transamerica Retirement Advisors, LLC (Chandler AZ)
CO
11/15/2023 - 01/07/2024
EMPOWER FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)
AZ
07/27/2022 - 08/15/2023
MORGAN STANLEY (Tempe AZ)
AZ
10/20/2014 - 06/02/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHANDLER AZ)
AZ
01/28/2014 - 08/14/2014
AXA ADVISORS, LLC (SCOTTSDALE AZ)
BOTH
Issued 10/21/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/25/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/22/2024
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 12/27/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/09/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/28/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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