Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Connor? Claim Your ProfileConnor Chase Pelkey is a financial professional registered with First Trust Advisors LP. Connor Pelkey is a registered investment advisor representative in Illinois. Connor Chase Pelkey has been in the industry since November 2, 2018. Connor Pelkey has been registered with First Trust Advisors LP since September 27, 2022, but has previously worked with ALPS Distributors, Inc. and Hastings Capital Group, LLC. Connor Chase Pelkey is also registered with the following state securities regulators: Illinois and New York. Connor Chase Pelkey has passed the Series 63, Series 65, Series 7 and SIE exams. Connor Chase Pelkey specializes in portfolio management for businesses, individuals, investment companies and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fixed fees per unit (uits) for portfolio supervisory services
1
2
NY
09/27/2022 - Present
First Trust Advisors LP (NEW YORK NY)
NY
05/27/2022 - 08/09/2022
ALPS DISTRIBUTORS, INC. (New York NY)
NY
08/17/2018 - 03/30/2022
HASTINGS CAPITAL GROUP, LLC (NEW YORK NY)
IA
Issued 09/27/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/19/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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