Unclaimed
Connor Baker is a registered representative with Northwestern Mutual Investment Services, LLC. Connor is based in Grand Rapids, MI. Connor holds the Series 66, Series 7TO, and SIE licenses. Connor joined Northwestern Mutual in March 2023 and has been with Northwestern Mutual Investment Services, LLC since June 2023. Connor's previous experience includes positions at United Wholesale Mortgage, Michigan State University, De La Salle Collegiate, and Northwestern Mutual Life Insurance Company. Connor is also registered as an investment advisor representative in Colorado, Florida, Indiana, Michigan, and Mississippi.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MI
09/18/2023 - Present
Northwestern Mutual Investment Services, LLC (GRAND RAPIDS MI)
BOTH
Issued 9/13/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 8/23/2023
Series 7TO - General Securities Representative Examination
BC
Issued 7/10/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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