Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Connor? Claim Your ProfileConnor Ambrose is a financial advisor registered with Cetera Investment Advisers LLC. Connor has been working in the financial services industry since April 2010 and holds the Series 66, SIE and Series 7 licenses. Connor is a Certified Financial Planner and has experience working with a variety of clients, including individuals, high net worth individuals, corporations, charitable organizations, pension and profit sharing plans, and state or municipal government entities. Prior to joining Cetera Investment Advisers LLC, Connor was employed by Summit Brokerage Services, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
06/29/2023 - Present
Cetera Investment Advisers LLC (DALLAS TX)
TX
08/15/2014 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (DALLAS TX)
TX
04/02/2010 - 08/18/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DALLAS TX)
BOTH
Issued 4/21/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/1/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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