Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Connie? Claim Your ProfileConnie Winokur is a financial advisor with LPL Financial LLC. Connie has been in the financial services industry since 1987. Connie has been registered with LPL Financial LLC since 2013 and previously worked for RAYMOND JAMES FINANCIAL SERVICES, INC. and GREAT WESTERN FINANCIAL SECURITIES CORPORATION. Connie is registered to provide investment advice in California, Florida, Idaho, and New Mexico. Connie holds the Series 7, Series 24, Series 51, and Series 63 licenses. Connie also holds the Series 65 license for investment advisor services. Connie also provides financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
10/31/2013 - Present
LPL Financial LLC (SHERMAN OAKS CA)
CA
04/20/1998 - 11/01/2013
RAYMOND JAMES FINANCIAL SERVICES, INC. (WOODLAND HILLS CA)
CA
02/26/1987 - 04/21/1998
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
IA
Issued 07/14/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/11/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/29/2004
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 07/23/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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