linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Connie Thi Lai-chao

U.s. Bancorp Advisors, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Connie? Claim Your Profile

About Connie Thi Lai-chao

Connie Lai-chao is a Glendale, California based financial advisor with over 19 years of experience in the financial services industry. Connie is registered with U.S. Bancorp Advisors, LLC and holds FINRA Series 7, 62, 63, 66 and 24 licenses. Connie previously worked for UNIONBANC INVESTMENT SERVICES, LLC, DIVERSIFIED INVESTORS SECURITIES CORP. and WM FINANCIAL SERVICES, INC. Connie specializes in providing portfolio management services to businesses, individuals and other advisors. Connie has experience working with high net worth individuals, corporations, pension plans and charitable organizations.

Firm Information

Connie Lai-chao is currently registered with U.s. Bancorp Advisors, LLC. U.S. Bancorp Advisors, LLC, is a Limited Liability Company registered with the SEC and in all 50 states, as well as the Virgin Islands. Formed in 2004, the firm provides portfolio management services for individuals, businesses, and investment companies, and offers a wrap fee program. They also assist clients with the selection of other advisors. The firm currently manages over $1.38 billion in regulatory assets under management.
U.s. Bancorp Advisors, LLC

800 N. BRAND BOULEVARD

GLENDALE, CA 91203

$1.39B

Assets Under Management

Not reported

Total Clients

171

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Connie Lai-chao’s Registration & Firm History

CA

01/25/2022 - Present

U.s. Bancorp Advisors, LLC (GLENDALE CA)

CA

01/11/2008 - 05/20/2020

UNIONBANC INVESTMENT SERVICES, LLC (GLENDALE CA)

CA

11/20/2006 - 01/10/2008

DIVERSIFIED INVESTORS SECURITIES CORP. (LOS ANGELES CA)

CA

08/27/2002 - 10/18/2006

WM FINANCIAL SERVICES, INC. (IRVINE CA)

Not sure if Connie Thi Lai-chao is right for you?

Licenses & Designations

BC

Issued 11/04/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/01/2005

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/02/2023

Series 62 - Corporate Securities Limited Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/26/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Connie Thi Lai-chao.
Not sure if Connie Thi Lai-chao is right for you?