Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Connie? Claim Your ProfileConnie Scarboro Gardner is a registered representative with First Citizens Investor Services, Inc. Connie has been in the financial industry since 1998. Connie has passed the Series 7, Series 9, Series 10, Series 53, Series 66, Series 99TO and SIE exams. Connie is registered in the state of North Carolina. Connie has specialized in financial planning, portfolio management for individuals, and portfolio management for businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
01/22/2007 - Present
First Citizens Investor Services, Inc. (Raleigh NC)
NC
12/06/2007 - 03/18/2009
IRONSTONE SECURITIES, INC. (RALEIGH NC)
NC
10/20/2006 - 02/02/2007
RBC DAIN RAUSCHER INC. (ROCKY MOUNT NC)
NC
02/03/1998 - 12/31/2006
RBC CENTURA SECURITIES, INC. (ROCKY MOUNT NC)
BOTH
Issued 02/24/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/26/2001
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/23/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/23/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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