Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Connie? Claim Your ProfileConnie Zeender is a registered representative associated with Capital Client Group, Inc. Connie has been in the securities industry since March 29, 2013. Connie holds a Series 6, Series 7TO, Series 63, and Series 65 license and is registered in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
CA
03/06/2018 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
BC
Issued 09/15/2016
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/31/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/15/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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