Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Connie? Claim Your ProfileConnie Castillo is a registered representative with Capital Client Group, Inc. Connie has been in the industry since 2019 and is licensed to offer securities and investment advisory services in multiple states. Connie is also registered with the state of Texas as an investment advisor representative. In addition to their work with Capital Client Group, Connie works as a "Runner" for NeighborFavor, Inc. This is a non-investment-related activity. Connie has a Series 66, Series 7TO and SIE license. Connie is based in San Antonio, Texas, and can assist clients in that region as well as across the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
TX
03/18/2024 - Present
Capital Client Group, Inc. (SAN ANTONIO TX)
TX
10/03/2019 - 04/07/2021
FROST BROKERAGE SERVICES, INC. (SAN ANTONIO TX)
BOTH
Issued 03/15/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/11/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/17/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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