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Connie Nmn MacK

RIA Advisors

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About Connie Nmn MacK

Connie Mack is a registered investment advisor with RIA Advisors, RIA Wealth Advisors, LLC and RIA Global Research, LLC. Connie holds a Series 7 and Series 66 licenses and is registered with the states of Arizona, Louisiana and Texas. Connie has been in the industry since 2000 and specializes in financial planning, portfolio management for individuals and businesses, and educational seminars. Connie also has experience in real estate investing.

Firm Information

Connie MacK is currently registered with RIA Advisors. RIA Advisors is a Houston, TX-based firm with approximately $1 billion - $10 billion in assets under management. The firm provides financial planning, educational seminars, publication of periodicals, portfolio management for businesses and individuals. The firm has 6 licensed agents, 9 investment advisor representatives, and 14 investment advisory functions. RIA Advisors primarily works with individuals other than high-net-worth, high-net-worth individuals, pension and profit-sharing plans, business development companies, and corporations or other businesses.
RIA Advisors

11750 KATY FREEWAY

HOUSTON, TX 77079

$1.53B

Assets Under Management

Not reported

Total Clients

12

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Connie MacK’s Registration & Firm History

TX

11/06/2009 - Present

RIA Advisors (HOUSTON TX)

TX

07/07/2000 - 09/11/2009

CHARLES SCHWAB & CO., INC. (HOUSTON TX)

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Licenses & Designations

BOTH

Issued 08/17/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/06/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Connie Nmn MacK.
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